SEC Form 4 · accession 0000775158-17-000083
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | M | 3,400 | $28.96 | A | 12,558 | D | |
| Common Stock | Aug 7, 2017 | S | 3,400 | $75.23 | D | 9,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $28.96 | Aug 7, 2017 | M | 3,400 | D | — | Sep 17, 2019 | Common Stock | 3,400 | 0 | D |
| Stock Appreciation RightsF3,F4 | $19.24 | Aug 7, 2017 | M | 4,500 | D | — | Sep 19, 2018 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 9/17/2013.
- F3Stock Appreciation Rights Award granted pursuant to the Company's Stock Plan.
- F4Stock Appreciation Rights Award vests in one-third (1/3) annual increments commencing on 9/19/2012.