SEC Form 4 · accession 0000775158-17-000081
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ignacio A Cortina
Officer — EVP, Gen. Counsel & Secretary
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | M | 4,000 | $54.63 | A | 11,778 | D | |
| Common StockF2 | Aug 7, 2017 | S | 4,000 | $75.28 | D | 7,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $54.63 | Aug 7, 2017 | M | 4,000 | D | — | Oct 17, 2017 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2007 and due to expire on October 17, 2017.
- F2Represents weighted average price. Individual sales by lot ranged from $75.27 to $75.31. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 09/17/2008.