SEC Form 4 · accession 0000775158-17-000041
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Polnaszek
Officer — Senior VP and Controller
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 27, 2017 | A | 5 | A | — | — | Common Stock | 5 | 1,705 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 27, 2017 | A | 12 | A | — | — | Common Stock | 12 | 3,805 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 27, 2017 | A | 10 | A | — | — | Common Stock | 10 | 3,135 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.
- F3The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.
- F4The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.