SEC Form 4 · accession 0000775158-17-000030
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson R Jones
Officer — President and CEO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 35,000 | $19.24 | A | 142,623 | D | |
| Common Stock | Feb 15, 2017 | S | 35,000 | $69.00 | D | 107,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $19.24 | Feb 15, 2017 | M | 35,000 | D | — | Sep 19, 2018 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 9/19/2012.