SEC Form 4 · accession 0000775158-17-000003
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson R Jones
Officer — President and CEO · Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 10,000 | $54.63 | A | 117,623 | D | |
| Common StockF1 | Jan 30, 2017 | S | 10,000 | $71.01 | D | 107,623 | D | |
| Common Stock | Jan 30, 2017 | M | 15,000 | $28.73 | A | 122,623 | D | |
| Common StockF2 | Jan 30, 2017 | S | 15,000 | $71.00 | D | 107,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $54.63 | Jan 30, 2017 | M | 10,000 | D | — | Oct 17, 2017 | Common Stock | 10,000 | 0 | D |
| OptionsF3,F5 | $28.73 | Jan 30, 2017 | M | 15,000 | D | — | Sep 20, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $71.00 to $71.02. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Represents weighted average price. Individual sales by lot ranged from $71.00 to $71.04. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 9/17/2008.
- F5Options vest in one-third (1/3) annual increments commencing on 09/20/2011.