SEC Form 4 · accession 0000775158-16-000422
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marek W. May
Officer — Senior VP, Operations
Period of report
Nov 25, 2016
Accepted (ET)
Nov 28, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 4,500 | $47.33 | A | 12,368 | D | |
| Common Stock | Nov 25, 2016 | S | 4,500 | $69.74 | D | 7,868 | D | |
| Common Stock | Nov 25, 2016 | M | 5,116 | $46.94 | A | 12,984 | D | |
| Common Stock | Nov 25, 2016 | S | 5,116 | $69.74 | D | 7,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $47.33 | Nov 25, 2016 | M | 4,500 | D | — | Sep 16, 2020 | Common Stock | 4,500 | 0 | D |
| OptionsF1,F3 | $46.94 | Nov 25, 2016 | M | 5,116 | D | — | Sep 15, 2021 | Common Stock | 5,116 | 2,559 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- F3Options vest in one-third (1/3) annual increments commencing on 9/15/2015.