SEC Form 4 · accession 0000775158-16-000421
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. Johnson
Officer — Exec. VP & Pres., Fire & Emerg
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $66.89 | Nov 21, 2016 | A | 7,500 | A | — | Nov 21, 2023 | Common Stock | 7,500 | 7,500 | D |
| Restricted Stock UnitsF3,F4 | — | Nov 21, 2016 | A | 3,050 | A | — | — | Common Stock | 3,050 | 3,050 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 11/21/2017.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F4Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.