SEC Form 4 · accession 0000775158-16-000402
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colleen R. Moynihan
Officer — Senior VP, Quality & Cont Impr
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 9:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | S | 2,000 | $66.303 | D | 7,345 | D | |
| Common Stock | Nov 18, 2016 | M | 3,200 | $41.52 | A | 10,545 | D | |
| Common Stock | Nov 18, 2016 | S | 3,200 | $66.29 | D | 7,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $41.52 | Nov 18, 2016 | M | 3,200 | D | — | Nov 12, 2022 | Common Stock | 3,200 | 6,400 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 11/12/2016.