SEC Form 4 · accession 0000775158-16-000343
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ignacio A Cortina
Officer — SVP, Gen. Counsel & Secretary
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | M | 843 | — | A | 6,640 | D | |
| Common Stock | Sep 15, 2016 | F | 296 | $56.17 | D | 6,344 | D | |
| Common StockF1 | Sep 16, 2016 | M | 801 | — | A | 7,145 | D | |
| Common Stock | Sep 16, 2016 | F | 281 | $55.90 | D | 6,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 15, 2016 | M | 843 | D | Sep 15, 2016 | — | Common Stock | 843 | 843 | D |
| Restricted Stock UnitsF1,F3 | — | Sep 16, 2016 | M | 801 | D | Sep 16, 2016 | — | Common Stock | 801 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015.
- F3Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014.