SEC Form 4 · accession 0000775158-16-000340
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark M Radue
Officer — Senior VP Business Development
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 3,133 | $47.33 | A | 41,105 | D | |
| Common StockF1 | Aug 30, 2016 | S | 3,133 | $54.37 | D | 37,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $47.33 | Aug 30, 2016 | M | 3,133 | D | — | Sep 16, 2020 | Common Stock | 3,133 | 1,567 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $54.36 to $54.37. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 9/16/2014.