SEC Form 4 · accession 0000775158-16-000323
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | M | 2,500 | $28.73 | A | 9,063 | D | |
| Common Stock | Aug 19, 2016 | S | 2,500 | $54.18 | D | 6,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $28.73 | Aug 19, 2016 | M | 2,500 | D | — | Sep 20, 2017 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 09/20/2011.