SEC Form 4 · accession 0000775158-16-000320

OSHKOSH CORP · OSK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Procurement Officr

Period of report

Aug 16, 2016

Accepted (ET)

Aug 17, 2016 · 4:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000775158

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 16, 2016	M	6,666	$12.04	A	55,509	D
Common Stock^F1	Aug 16, 2016	S	6,666	$53.82	D	48,843	D
Common Stock	Aug 16, 2016	M	7,667	$19.24	A	56,510	D
Common Stock^F2,F3	Aug 16, 2016	S	7,667	$53.67	D	48,905	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F4,F5	$12.04	Aug 16, 2016	M	6,666	D	—	Oct 16, 2018	Common Stock	6,666	13,334	D
Options^F4,F6	$19.24	Aug 16, 2016	M	7,667	D	—	Sep 19, 2018	Common Stock	7,667	0	D

F1Represents weighted average price. Individual sales by lot ranged from $53.68 to $53.97. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2Represents weighted average price. Individual sales by lot ranged from $53.61 to $53.78. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3Amount includes a total of 772.36 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/17/2016. Between 10/17/2015 and 8/17/2016, the reporting person acquired 62.24 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F4Option (right to buy) granted pursuant to the Company's Stock Plan.
F5Options vest in one-third (1/3) annual increments commencing on 9/16/2009.
F6Options vest in one-third (1/3) annual increments commencing on 9/19/2012.