SEC Form 4 · accession 0000775158-16-000319
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Polnaszek
Officer — Senior VP and Controller
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | A | 14 | $53.97 | A | 36,014 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.
- F2Amount includes a total of 3,373.53 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/16/2016. Between 8/3/2016 and 8/16/2016, the reporting person acquired 7.26 shares under the Oshkosh Corporation Employee Stock Purchase Plan.