SEC Form 4 · accession 0000775158-16-000318
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G Sim
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | A | 124 | $53.97 | A | 43,978 | D | |
| Common StockF2 | Aug 15, 2016 | S | 4,325 | $53.98 | D | 39,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.
- F2Represents weighted average price. Individual sales by lot ranged from $53.68 to $54.24. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.