SEC Form 4 · accession 0000775158-16-000304

OSHKOSH CORP · OSK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Aug 3, 2016

Accepted (ET)

Aug 5, 2016 · 10:59 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000775158

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Aug 3, 2016	M	24,500	$32.10	A	67,782	D
Common Stock^F2	Aug 3, 2016	S	24,500	$54.00	D	43,282	D
Common Stock	Aug 3, 2016	M	10,878	$28.73	A	54,160	D
Common Stock^F3	Aug 3, 2016	S	10,878	$54.00	D	43,282	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F4,F5	$32.10	Aug 3, 2016	M	24,500	D	—	Sep 14, 2016	Common Stock	24,500	0	D
Options^F4,F6	$28.73	Aug 3, 2016	M	10,878	D	—	Sep 20, 2017	Common Stock	10,878	29,322	D

F1Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2009 and due to expire on September 14, 2016.
F2Represents weighted average price. Individual sales by lot ranged from $54.00 to $54.01. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3Represents weighted average price. Individual sales by lot ranged from $54.00 to $54.01. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F4Option (right to buy) granted pursuant to the Company's Stock Plan.
F5Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
F6Options vest in one-third (1/3) annual increments commencing on 09/20/2011.