SEC Form 4 · accession 0000775158-16-000299
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Grennier
Officer — Senior VP and Treasurer
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 4,667 | $28.96 | A | 14,366 | D | |
| Common Stock | Aug 2, 2016 | S | 4,667 | $54.12 | D | 9,699 | D | |
| Common Stock | Aug 2, 2016 | S | 1,763 | $54.11 | D | 7,936 | D | |
| Common Stock | Aug 2, 2016 | G | 300 | $0.00 | D | 7,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $28.96 | Aug 2, 2016 | M | 4,667 | D | — | Sep 17, 2019 | Common Stock | 4,667 | 0 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 9/17/2013.