SEC Form 4 · accession 0000775158-16-000275
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Donnelly
Director
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 900 | $7.95 | A | 31,454 | D | |
| Common Stock | May 20, 2016 | S | 900 | $45.39 | D | 30,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $7.95 | May 20, 2016 | M | 900 | D | — | Mar 4, 2019 | Common Stock | 900 | 1,700 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 2/3/2010.