SEC Form 4 · accession 0000775158-16-000231
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | M | 724 | — | A | 6,823 | D | |
| Common StockF2 | Feb 12, 2016 | F | 292 | $32.01 | D | 6,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 12, 2016 | M | 724 | D | Feb 12, 2016 | — | Common Stock | 724 | 1,451 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Amount includes a total of 771.40 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 2/17/2016. Between 9/22/2015 and 2/17/2016, the reporting person acquired 31.82 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- F3Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/13/2016.