SEC Form 4 · accession 0000775158-15-000197
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Polnaszek
Officer — Senior VP and Controller
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2015 | A | 18 | $42.13 | A | 35,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.
- F2Amount includes a total of 3,238.39 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/18/2015. Between 9/22/2015 and 11/18/2015, the reporting person acquired 25.63 shares under the Oshkosh Corporation Employee Stock Purchase Plan.