SEC Form 4 · accession 0000775158-15-000177
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Polnaszek
Officer — Senior VP and Controller
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $41.52 | Nov 12, 2015 | A | 11,475 | A | — | Nov 12, 2022 | Common Stock | 11,475 | 11,475 | D |
| Restricted Stock UnitsF3,F4 | — | Nov 12, 2015 | A | 5,575 | A | — | — | Common Stock | 5,575 | 5,575 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 11/12/2016.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F4Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.