SEC Form 4 · accession 0000775158-15-000167
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. Johnson
Officer — Exec. VP & Pres., Fire & Emerg
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2015 | A | 5,360 | $39.68 | A | 36,797 | D | |
| Common StockF2 | Oct 15, 2015 | F | 1,876 | $39.68 | D | 34,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2012 through September 30, 2015.
- F2Amount includes a total of 513.12 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/22/2015. Between 9/22/2015 and 10/16/2015, the reporting person acquired 5.57 shares under the Oshkosh Corporation Employee Stock Purchase Plan.