SEC Form 4 · accession 0000775158-15-000147
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2015 | F | 373 | $39.70 | D | 6,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Sep 17, 2015 | M | 2,566 | D | Sep 17, 2015 | Sep 17, 2015 | Common Stock | 2,566 | 0 | D |
Explanation of responses
- F1Amount includes a total of 739.58 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/21/2015. Between 5/15/2015 and 9/21/2015, the reporting person acquired 26.51 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- F2Each Restricted Stock Unit was the economic equivalent of one share of OSK common stock. These Restricted Stock Units were settled for cash.