SEC Form 4 · accession 0000775158-15-000123
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Szews
Officer — Chief Executive Officer · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | M | 31,549 | $41.04 | A | 204,247 | D | |
| Common StockF1,F2 | Sep 1, 2015 | S | 31,549 | $42.10 | D | 172,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $41.04 | Sep 1, 2015 | M | 31,549 | D | — | Oct 19, 2015 | Common Stock | 31,549 | 9,251 | D |
Explanation of responses
- F1Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2005 and due to expire on October 19, 2015.
- F2Represents weighted average price. Individual sales by lot ranged from $42.05 to $42.50. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 9/19/2006.