SEC Form 4/A · accession 0000775158-15-000083
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Janet L. Hogan
Officer — EVP and Chief HR Officer
Period of report
May 28, 2015
Accepted (ET)
Jun 3, 2015 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | M | 13 | — | A | 2,654 | D | |
| Common Stock | May 28, 2015 | F | 5 | $50.96 | D | 2,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | May 28, 2015 | A | 40 | A | — | — | Common Stock | 40 | 8,144 | D |
| Restricted Stock UnitsF3,F1,F4 | — | May 28, 2015 | M | 13 | D | — | — | Common Stock | 13 | 8,131 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 5/12/2014.
- F3This Amendment is filed to reflect the simultaneous vesting of one tranche of Restricted Stock Units acquired on 5/28/2015 and previously reported on Form 4.
- F4Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/12/2015.