SEC Form 4 · accession 0000775158-15-000067
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 28, 2015 | A | 8 | A | — | — | Common Stock | 8 | 2,555 | D |
| Restricted Stock UnitsF3,F4 | — | May 28, 2015 | A | 5 | A | — | — | Common Stock | 5 | 1,568 | D |
| Restricted Stock UnitsF3,F5 | — | May 28, 2015 | A | 10 | A | — | — | Common Stock | 10 | 2,981 | D |
| Restricted Stock UnitsF3,F6 | — | May 28, 2015 | A | 7 | A | — | — | Common Stock | 7 | 2,157 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock.
- F2The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/17/2012.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F4The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/16/2013.
- F5The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.
- F6The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/13/2015.