SEC Form 4 · accession 0000775158-15-000051
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Grennier
Officer — Senior VP and Treasurer
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 9:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | S | 1,839 | $54.68 | D | 8,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $19.24 | May 1, 2015 | M | 4,000 | D | — | Sep 19, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $54.67 to $54.70. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Stock Appreciation Rights Award vests in one-third (1/3) annual increments commencing on 9/19/2012.