SEC Form 4 · accession 0000775158-15-000050
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R. Nerenhausen
Officer — EVP & Pres. Access Segment
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 13,000 | $32.10 | A | 49,683 | D | |
| Common StockF1 | May 1, 2015 | S | 13,000 | $54.81 | D | 36,683 | D | |
| Common Stock | May 1, 2015 | M | 20,000 | $19.24 | A | 56,683 | D | |
| Common StockF2 | May 1, 2015 | S | 20,000 | $54.80 | D | 36,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $32.10 | May 1, 2015 | M | 13,000 | D | — | Sep 14, 2016 | Common Stock | 13,000 | 0 | D |
| OptionsF3,F5 | $19.24 | May 1, 2015 | M | 20,000 | D | — | Sep 19, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $54.75 to $54.91. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Represents weighted average price. Individual sales by lot ranged from $54.77 to $54.87. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
- F5Options vest in one-third (1/3) annual increments commencing on 9/19/2012.