SEC Form 4 · accession 0000775158-15-000049
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph H Kimmitt
Officer — Executive Vice President
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 16,600 | $41.04 | A | 64,398 | D | |
| Common Stock | May 1, 2015 | S | 16,600 | $54.50 | D | 47,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $41.04 | May 1, 2015 | M | 16,600 | D | — | Oct 19, 2015 | Common Stock | 16,600 | 0 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 09/19/2006.