SEC Form 4 · accession 0000775158-15-000027
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan J Blankfield
Officer — Exec. VP, Gen. Counsel & Secy.
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 11,500 | $19.24 | A | 58,866 | D | |
| Common StockF1 | Feb 20, 2015 | S | 11,500 | $46.87 | D | 47,366 | D | |
| Common Stock | Feb 20, 2015 | M | 13,333 | $28.96 | A | 60,699 | D | |
| Common StockF2 | Feb 20, 2015 | S | 13,333 | $46.88 | D | 47,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $19.24 | Feb 20, 2015 | M | 11,500 | D | — | Sep 19, 2018 | Common Stock | 11,500 | 0 | D |
| OptionsF3,F5 | $28.96 | Feb 20, 2015 | M | 13,333 | D | — | Sep 17, 2019 | Common Stock | 13,333 | 6,667 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $46.86 to $46.93. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Represents weighted average price. Individual sales by lot ranged from $46.87 to $46.93. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
- F5Options vest in one-third (1/3) annual increments commencing on 9/17/2013.