SEC Form 4 · accession 0000775158-15-000014
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Donnelly
Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 3,050 | $36.95 | A | 29,139 | D | |
| Common StockF1 | Feb 10, 2015 | S | 3,050 | $45.79 | D | 26,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $36.95 | Feb 10, 2015 | M | 3,050 | D | — | Mar 2, 2015 | Common Stock | 3,050 | 0 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $45.78 to $45.82. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 2/1/2006.