SEC Form 4 · accession 0001209191-18-055557
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Yawman
Officer — EVP Gov Affairs, GC & Corp Sec
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Oct 16, 2018 | M | 14,759 | $30.50 | A | 59,133 | D | |
| PepsiCo, Inc. Common StockF1 | Oct 16, 2018 | S | 12,024 | $106.9933 | D | 47,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $30.50 | Oct 16, 2018 | M | 14,759 | D | Mar 1, 2010 | Feb 28, 2019 | PepsiCo, Inc. Common Stock | 14,759 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $106.9692 and $107.0300, a portion of which were sold to cover option costs, taxes and broker commissions. The net shares continue to be held in furtherance of PepsiCo's Stock Ownership Guidelines. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.