SEC Form 4 · accession 0001209191-17-048318
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie T. Gallagher
Officer — SVP and Controller
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Aug 7, 2017 | M | 15,789 | $66.50 | A | 76,037 | D | |
| PepsiCo, Inc. Common Stock | Aug 7, 2017 | M | 18,196 | $63.75 | A | 94,233 | D | |
| PepsiCo, Inc. Common StockF1 | Aug 7, 2017 | S | 41,489 | $116.77 | D | 52,744 | D | |
| PepsiCo, Inc. Common StockF2 | holding | — | — | — | 291 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $66.50 | Aug 7, 2017 | M | 15,789 | D | Apr 12, 2013 | Apr 11, 2020 | PepsiCo, Inc. Common Stock | 15,789 | 0 | D |
| Employee Stock Option (right to buy) | $63.75 | Aug 7, 2017 | M | 18,196 | D | Mar 1, 2014 | Feb 28, 2021 | PepsiCo, Inc. Common Stock | 18,196 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $116.61 and $116.99, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of August 7, 2017.