SEC Form 4 · accession 0001209191-17-015987
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ramon Laguarta
Officer — CEO, ESSA
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Feb 28, 2017 | M | 10,755 | $68.75 | A | 135,859 | D | |
| PepsiCo, Inc. Common Stock | Feb 28, 2017 | M | 2,830 | $53.00 | A | 138,689 | D | |
| PepsiCo, Inc. Common StockF1 | Feb 28, 2017 | S | 23,585 | $109.05 | D | 115,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $53.00 | Feb 28, 2017 | M | 2,830 | D | Feb 1, 2011 | Jan 31, 2018 | PepsiCo, Inc. Common Stock | 2,830 | 0 | D |
| Employee Stock Option (right to buy) | $68.75 | Feb 28, 2017 | M | 10,755 | D | Feb 1, 2011 | Jan 31, 2018 | PepsiCo, Inc. Common Stock | 10,755 | 0 | D |
Explanation of responses
- F1A portion of these shares were sold to cover option costs, taxes and broker commissions.