SEC Form 4 · accession 0001209191-17-013436
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh F Johnston
Officer — Vice Chair, EVP & CFO, PEP
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Feb 17, 2017 | M | 43,856 | $66.50 | A | 282,166 | D | |
| PepsiCo, Inc. Common Stock | Feb 17, 2017 | M | 70,275 | $63.75 | A | 352,441 | D | |
| PepsiCo, Inc. Common StockF1 | Feb 17, 2017 | S | 195,437 | $107.6273 | D | 157,004 | D | |
| PepsiCo, Inc. Common StockF2 | holding | — | — | — | 253 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $66.50 | Feb 17, 2017 | M | 43,856 | D | Apr 12, 2013 | Apr 11, 2020 | PepsiCo, Inc. Common Stock | 43,856 | 0 | D |
| Employee Stock Option (right to buy) | $63.75 | Feb 17, 2017 | M | 70,275 | D | Mar 1, 2014 | Feb 28, 2021 | PepsiCo, Inc. Common Stock | 70,275 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $107.24 and $108.20, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of February 17, 2017.