SEC Form 4 · accession 0001209191-16-144662
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Johnson
Director
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common StockF1 | Sep 30, 2016 | A | 75 | — | A | 5,808 | D | |
| PepsiCo, Inc. Common StockF2 | Oct 1, 2016 | A | 1,524 | $0.00 | A | 7,333 | D | |
| PepsiCo, Inc. Common Stock | holding | — | — | — | 187 | I | Held in Revocable Trust | |
| PepsiCo, Inc. Common Stock | holding | — | — | — | 238 | I | Held in Johnson Family 2012 Trust 1A | |
| PepsiCo, Inc. Common Stock | holding | — | — | — | 238 | I | Held in Johnson Family 2012 Trust 2A |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number includes the phantom stock units acquired on various dates between October 1, 2015 and September 30, 2016 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $97.57 to $108.77, payable in shares of PepsiCo Common Stock on a one-for-one basis.
- F2This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.