SEC Form 4 · accession 0001209191-16-142678
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mehmood Khan
Officer — Vice Chair,EVP,CSO,Global R&D
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common StockF1 | Sep 21, 2016 | A | 2,775 | $0.00 | A | 116,102 | D | |
| PepsiCo, Inc. Common StockF2 | Sep 21, 2016 | F | 18,972 | $106.6245 | D | 97,130 | D | |
| PepsiCo, Inc. Common StockF3 | holding | — | — | — | 184 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional performance-based restricted stock units ("PSUs") granted in July 2013, as a result of exceeding pre-established performance targets.
- F2This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.
- F3Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of September 21, 2016.