SEC Form 4 · accession 0001209191-16-134456
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mehmood Khan
Officer — Vice Chair,EVP,CSO,Global R&D
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Jul 28, 2016 | M | 30,137 | $68.75 | A | 164,464 | D | |
| PepsiCo, Inc. Common StockF1 | Jul 28, 2016 | S | 30,137 | $107.2425 | D | 134,327 | D | |
| PepsiCo, Inc. Common StockF2 | Jul 28, 2016 | S | 21,000 | $107.3804 | D | 113,327 | D | |
| PepsiCo, Inc. Common StockF3 | holding | — | — | — | 184 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $68.75 | Jul 28, 2016 | M | 30,137 | D | Feb 1, 2011 | Jan 31, 2018 | PepsiCo, Inc. Common Stock | 30,137 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $107.1810 and $107.3520, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2The shares with respect to this transaction were sold at prices ranging from $107.1900 and $107.5400, a portion of which were sold to cover broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F3Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of July 28, 2016.