SEC Form 4 · accession 0001209191-16-132639
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert P Carey
Officer — Chief Executive Officer, NAB
Period of report
Jul 12, 2016
Accepted (ET)
Jul 13, 2016 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Jul 12, 2016 | M | 52,083 | $65.00 | A | 306,138 | D | |
| PepsiCo, Inc. Common Stock | Jul 12, 2016 | M | 49,241 | $68.75 | A | 355,379 | D | |
| PepsiCo, Inc. Common Stock | Jul 12, 2016 | M | 68,679 | $53.00 | A | 424,058 | D | |
| PepsiCo, Inc. Common StockF1 | Jul 12, 2016 | S | 170,003 | $108.8089 | D | 254,055 | D | |
| PepsiCo, Inc. Common StockF2 | holding | — | — | — | 105 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $65.00 | Jul 12, 2016 | M | 52,083 | D | Feb 1, 2010 | Jan 31, 2017 | PepsiCo, Inc. Common Stock | 52,083 | 0 | D |
| Employee Stock Option (right to buy) | $68.75 | Jul 12, 2016 | M | 49,241 | D | Feb 1, 2011 | Jan 31, 2018 | PepsiCo, Inc. Common Stock | 49,241 | 0 | D |
| Employee Stock Option (right to buy) | $53.00 | Jul 12, 2016 | M | 68,679 | D | Feb 1, 2012 | Jan 31, 2019 | PepsiCo, Inc. Common Stock | 68,679 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $108.41 and 109.11, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of July 12, 2016.