SEC Form 4 · accession 0001209191-16-100697
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh F Johnston
Officer — Vice Chair, EVP PepsiCo & CFO
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Feb 18, 2016 | M | 22,512 | $65.00 | A | 234,583 | D | |
| PepsiCo, Inc. Common Stock | Feb 18, 2016 | M | 49,052 | $68.75 | A | 283,635 | D | |
| PepsiCo, Inc. Common Stock | Feb 18, 2016 | M | 46,561 | $53.00 | A | 330,196 | D | |
| PepsiCo, Inc. Common StockF1 | Feb 18, 2016 | S | 118,125 | $99.548 | D | 212,071 | D | |
| PepsiCo, Inc. Common StockF2 | holding | — | — | — | 246 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $65.00 | Feb 18, 2016 | M | 22,512 | D | Feb 1, 2010 | Jan 31, 2017 | PepsiCo, Inc. Common Stock | 22,512 | 0 | D |
| Employee Stock Option (right to buy) | $68.75 | Feb 18, 2016 | M | 49,052 | D | Feb 1, 2011 | Jan 31, 2018 | PepsiCo, Inc. Common Stock | 49,052 | 0 | D |
| Employee Stock Option (right to buy) | $53.00 | Feb 18, 2016 | M | 46,561 | D | Feb 1, 2012 | Jan 31, 2019 | PepsiCo, Inc. Common Stock | 46,561 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $99.48 and $99.61, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of February 18, 2016.