SEC Form 4 · accession 0001209191-15-075785
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Vasella
Director
Period of report
Oct 14, 2015
Accepted (ET)
Oct 16, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Oct 14, 2015 | M | 3,064 | $65.25 | A | 52,249 | D | |
| PepsiCo, Inc. Common StockF1 | Oct 14, 2015 | S | 2,349 | $98.0601 | D | 49,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $65.25 | Oct 14, 2015 | M | 3,064 | D | Oct 1, 2009 | Sep 30, 2016 | PepsiCo, Inc. Common Stock | 3,064 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $98.06 and $98.0601, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. The options were initially granted in 2006, became fully vested on October 1, 2009, and have an expiration date within less than a year from the date of exercise.