SEC Form 4 · accession 0001209191-15-075145
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dina Dublon
Director
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 8:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Oct 8, 2015 | M | 3,064 | $65.25 | A | 27,573 | D | |
| PepsiCo, Inc. Common StockF1 | Oct 8, 2015 | S | 3,064 | $98.50 | D | 24,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $65.25 | Oct 8, 2015 | M | 3,064 | D | Oct 1, 2009 | Sep 30, 2016 | PepsiCo, Inc. Common Stock | 3,064 | 0 | D |
Explanation of responses
- F1A portion of these shares were sold to cover option costs and broker commissions. The options were initially granted in 2006, became fully vested on October 1, 2009, and have an expiration date within less than a year from the date of exercise.