SEC Form 4 · accession 0001209191-15-047170
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh F Johnston
Officer — EVP PepsiCo & CFO
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | May 22, 2015 | M | 360 | $57.50 | A | 219,631 | D | |
| PepsiCo, Inc. Common Stock | May 22, 2015 | M | 22,513 | $65.00 | A | 242,144 | D | |
| PepsiCo, Inc. Common StockF1 | May 22, 2015 | S | 30,073 | $96.823 | D | 212,071 | D | |
| PepsiCo, Inc. Common StockF2 | holding | — | — | — | 480 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $57.50 | May 22, 2015 | M | 360 | D | Feb 1, 2009 | Jan 31, 2016 | PepsiCo, Inc. Common Stock | 360 | 0 | D |
| Employee Stock Option (right to buy) | $65.00 | May 22, 2015 | M | 22,513 | D | Feb 1, 2010 | Jan 31, 2017 | PepsiCo, Inc. Common Stock | 22,513 | 22,512 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $96.55 and $97.21, a portion of which were sold to cover option costs, taxes and broker commissions. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of May 22, 2015.