SEC Form 4 · accession 0001209191-15-019182
PEPSICO INC · PEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Vasella
Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077476
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PepsiCo, Inc. Common Stock | Feb 24, 2015 | M | 3,524 | $56.75 | A | 48,338 | D | |
| PepsiCo, Inc. Common StockF1 | Feb 24, 2015 | S | 2,464 | $99.6016 | D | 45,874 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $56.75 | Feb 24, 2015 | M | 3,524 | D | Oct 1, 2008 | Sep 30, 2015 | PepsiCo, Inc. Common Stock | 3,524 | 0 | D |
Explanation of responses
- F1The shares with respect to this transaction were sold at prices ranging from $99.60 and $99.62, a portion of which were sold to cover option costs, taxes and broker commissions. The net shares continue to be held in furtherance of PepsiCo's Stock Ownership Guidelines. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.