SEC Form 4 · accession 0001209191-16-095603

PEP BOYS MANNY MOE & JACK · PBY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP - Service

Period of report

Feb 4, 2016

Accepted (ET)

Feb 4, 2016 · 9:54 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000077449

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 4, 2016	U	71,679	$18.50	D	0	D
Common Stock^F2	Feb 4, 2016	U	9,334	$18.50	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Option (right to buy)^F3	$3.12	Feb 4, 2016	D	2,500	D	Feb 4, 2016	Feb 26, 2016	Common Stock	2,500	D
Option (right to buy)^F3	$10.27	Feb 4, 2016	D	10,748	D	Feb 4, 2016	Mar 30, 2017	Common Stock	10,748	D
Option (right to buy)^F3	$12.30	Feb 4, 2016	D	8,503	D	Feb 4, 2016	Mar 29, 2018	Common Stock	8,503	D
Option (right to buy)^F3	$9.98	Feb 4, 2016	D	10,193	D	Feb 4, 2016	Sep 12, 2019	Common Stock	10,193	D
Option (right to buy)^F3	$11.86	Feb 4, 2016	D	9,674	D	Feb 4, 2016	Mar 13, 2020	Common Stock	9,674	D
Option (right to buy)^F3	$10.38	Feb 4, 2016	D	27,382	D	Feb 4, 2016	Apr 18, 2021	Common Stock	27,382	D
Option (right to buy)^F3	$9.25	Feb 4, 2016	D	36,197	D	Feb 4, 2016	Apr 28, 2022	Common Stock	36,197	D
TSR Performance-Based Award^F3	—	Feb 4, 2016	D	2,127	D	Feb 4, 2016	—	Common Stock	3,722	D
ROIC Performance-Based Award^F3	—	Feb 4, 2016	D	4,253	D	Feb 4, 2016	—	Common Stock	6,380	D
TSR Performance-Based Award^F3	—	Feb 4, 2016	D	3,532	D	Feb 4, 2016	—	Common Stock	6,181	D
ROIC Performance-Based Award^F3	—	Feb 4, 2016	D	7,063	D	Feb 4, 2016	—	Common Stock	10,595	D
TSR Performance Based Award^F3	—	Feb 4, 2016	D	4,095	D	Feb 4, 2016	—	Common Stock	7,166	D
ROIC Performance-Based Award^F3	—	Feb 4, 2016	D	8,191	D	Feb 4, 2016	—	Common Stock	12,287	D

F1On February 3, 2016, Icahn Enterprises Holdings L.P. acquired the issuer pursuant to that certain agreement and plan of merger, dated December 30, 2015, by and among Icahn Enterprises Holdings L.P., IEP Parts Acquisition LLC and the issuer. At the effective time of the merger, each outstanding share of the issuer's common stock was converted into the right to receive $18.50 in cash (the "per share merger consideration"). In addition, at the effective time of the merger, each outstanding restricted stock unit, performance stock unit and notional investment convertible into the issuer's common stock, whether or not vested, was converted into the right to receive the per share merger consideration. Finally, each outstanding option to acquire the issuer's common stock, whether or not vested, was converted into the right to receive the per share merger consideration less the exercise price of such option.
F2Represents the number of shares held in the Reporting Person's account under The Pep Boys Savings Plan, as reflected in his last plan statement.
F3Not applicable.