SEC Form 4 · accession 0001127602-18-033097
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Gwin
Officer — EVP, Finance & CFO
Period of report
Nov 10, 2018
Accepted (ET)
Nov 14, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2018 | M | 5,994 | $0.00 | A | 69,357 | D | |
| Common StockF1 | Nov 10, 2018 | F | 2,358 | $58.21 | D | 66,999 | D | |
| Common StockF2 | Nov 10, 2018 | J | 531 | $0.00 | D | 66,468 | D | |
| Common Stock | holding | — | — | — | 808 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Nov 10, 2018 | M | 5,994 | D | — | — | Common Stock | 5,994 | 5,994 | D |
Explanation of responses
- F1Includes 59 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
- F2The reporting person previously transferred the economic interest in these restricted stock units to his ex-wife pursuant to a domestic relations order. This report reflects the vesting of those units and share withholding to satisfy applicable taxes.
- F3Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F4The restricted stock units vest in three annual installments beginning one year after the date of grant.