SEC Form 4 · accession 0001127602-17-032092
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E Brown
Officer — EVP, US Onshore Operations
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | M | 3,098 | $0.00 | A | 21,171 | D | |
| Common StockF1 | Nov 10, 2017 | F | 990 | $51.11 | D | 20,181 | D | |
| Common Stock | holding | — | — | — | 408 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 10, 2017 | M | 3,098 | D | — | — | Common Stock | 3,098 | 6,196 | D |
Explanation of responses
- F1Includes 7 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
- F2Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F3The restricted stock units vest in three annual installments beginning one year after the date of grant.