SEC Form 4 · accession 0001127602-16-067217
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Reeves
Officer — EVP, Law & CAO
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 114,241 | D | ||
| Common Stock | holding | — | — | — | 3,932 | I | 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 95,000 | I | By Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 10, 2016 | A | 14,022 | A | — | — | Common Stock | 14,022 | 14,022 | D |
| Non Qualified Stock Option (Right to Buy)F4 | $61.87 | Nov 10, 2016 | A | 42,722 | A | — | Nov 10, 2023 | Non Qualified Stock Option (Right to Buy) | 42,722 | 42,722 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares.
- F2Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F3The restricted stock units vest in three annual installments beginning one year after the date of grant.
- F4The option is exercisable in three annual installments beginning one year after the date of grant.