SEC Form 4 · accession 0001127602-16-066282
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Gwin
Officer — EVP, Finance & CFO
Period of report
Nov 6, 2016
Accepted (ET)
Nov 7, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2016 | M | 3,985 | $0.00 | A | 110,309 | D | |
| Common Stock | Nov 6, 2016 | F | 1,671 | $58.62 | D | 108,638 | D | |
| Common Stock | Nov 6, 2016 | M | 3,927 | $0.00 | A | 112,617 | D | |
| Common StockF1 | Nov 6, 2016 | F | 1,647 | $58.62 | D | 110,970 | D | |
| Common Stock | holding | — | — | — | 1,506 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 6, 2016 | M | 3,985 | D | — | — | Common Stock | 3,985 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | Nov 6, 2016 | M | 3,927 | D | — | — | Common Stock | 3,927 | 3,927 | D |
Explanation of responses
- F1Includes 127 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
- F2Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F3The restricted stock units vest in three annual installments beginning one year after the date of grant.