SEC Form 4 · accession 0001127602-16-065425
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Gwin
Officer — EVP, Finance & CFO
Period of report
Oct 26, 2016
Accepted (ET)
Oct 27, 2016 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2016 | M | 5,375 | $0.00 | A | 108,503 | D | |
| Common StockF1 | Oct 26, 2016 | F | 2,254 | $60.90 | D | 106,249 | D | |
| Common Stock | holding | — | — | — | 1,504 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 26, 2016 | M | 5,375 | D | — | — | Common Stock | 5,375 | 10,749 | D |
Explanation of responses
- F1Includes 25 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
- F2Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F3The restricted stock units vest in three annual installments beginning one year after the date of grant.