SEC Form 4 · accession 0000950117-19-000094
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darius Adamczyk
Officer — Chairman and CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 41,177 | — | A | 81,143 | D | |
| Common StockF5 | Mar 1, 2019 | F | 21,063 | $155.25 | D | 60,080 | D | |
| Common Stock | holding | — | — | — | 1,293 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F3,F1,F4 | — | Mar 1, 2019 | M | 41,177 | D | — | — | Common Stock | 41,177 | 0 | D |
Explanation of responses
- F1Restricted stock units convert to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 5,461 additional restricted stock units.
- F3All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
- F4The Restricted Stock Units were granted under the Corporation's 2011 Stock Incentive Plan with 33,000 units vesting on each of March 1, 2015 and March 1, 2017 and 34,000 units vesting on March 1, 2019.
- F5Includes dividend reinvestment shares issued from time to time and 200 shares issued to Mr. Adamczyk in 2012 not included in his Form 3 filed on April 14, 2014.